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Job Description : Responsibilities: * Advising the Management on all risk related matters * Drafting of systems, methods and procedures related to risk management * Daily monitoring involving risk framework and limit management * Process

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Job Description : Our client is a well-established PRC Financial Group with SFC licensed type 1, 4, 6, 9 business. To cope with the rapid business expansion, she is now inviting high caliber candidate to join the team. Responsibilities: * Report

Job Description : Our client is a newly established Financial Group. She is applying SFC RA 1, 4, 6 & 9 Licence. In order to cope with her expansion, she is now inviting calibre candidate to join her team with the requirements below : Responsibiliti

Operation Director

Kelly Services Hong Kong Ltd
Hong Kong
10-13 years
Not Specified

Job Description : Kelly’s Snapshot An exciting opportunity to join our entrepreneurial asset management client as an Operation Director. Company Profile Our client is a fast-growing asset management firm, offering a wide range of investment managem

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Custody Manager

Kelly Services Hong Kong Ltd
Hong Kong
5-8 years
Not Specified

Job Description : Kelly’s Snapshot Exciting Opportunity to join a leading Chinese Bank’s Custody Team Company Profile Our client is a well-known wholesale bank which provides a wide range of banking products and services that include syndicated loa

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Responsibilities: * Assistin SFC license application * Manage daily operations and SFC regulations in compliance with HKSFC regulations * Set up the fund process, as well as responsible for the compliance issues and portfolio management *

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Job Description : Responsibilities : * Trader of listed futures business * Build up and marketing listed futures business * Liaise with relevant departments and external parties for listed futures business Requirements : * SFC Type 2 r

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Job Description : Our client is a well-established PRC Financial Group with SFC licensed type 1, 4, 6, 9 business. To cope with the rapid business expansion, she is now inviting high caliber candidate to join the team. Responsibilities: * Report

Job Description : A fast growing PRC financial institution is looking for high calibre compliance candidate to station at their Shenzhen Office. Responsibilities: * Assist in monitoring and managing the daily compliance works for the Group’s busi

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Job Description : We are assisting a local financial group to seek high calibre professionals to help establish their online trading platform. Responsibilities: * Responsible for SFC Type 7 license application including preparing and setting up p

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Sr. Mgr, Regulatory Compliance

Captiare Limited
Hong Kong
8-11 years
Not Specified

* SFC Type 1&4 exp. is a must. * Central/ Regulatory compliance. * Licensing exp. in wealth mgt line at licensed bank. ABOUT THE CLIENT Our client is a vibrant Fintech group in Hong Kong with strong partnership with well-established corpora

Head of Sales (RA 1 & 2)

Levin Human Capital Consulting
Hong Kong
7-10 years
Not Specified

Job Description : Our client is a well established financial group with SFC Lic 1,2, 4, 6 & 9. She is now inviting calibre candidates to lead & manage the Sales Team with the requirements below: Responsibilities: * Manage & lead the AE team for b

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Job Description : Requirements: * Assist the Compliance Head to handle full spectrum of Compliance matters.Work with 1 subordinate. * Handle SFC’s cases and enquiries, including the licensing , complaints and investigations. * Supervise and

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Job Description : Responsibilities * Provide professional middle office administration in relation to corporate trust and fund custodian related services, such as bond trustee, QDII, QFII, ROFII, offshore fund and SFC authorized funds. * Monit

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Job Description : Responsibilities: * Provide professional middle office administration in relation to corporate trust and fund custodian related services, such as bond trustee, QDII, QFII, ROFII, offshore fund and SFC authorized funds. * Moni

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Asset Management Accountant

eTeam Workforce Pte Ltd
Hong Kong
3-6 years
Not Specified

Job Description : Job Duties: * Meet with the financial reporting requirements for wealth management industry governed by APAC region regulators (including SFC and Monetary Authority) and other consolidated reporting procedures * Report and or

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Job Description : Our client is a well-established PRC Financial Group with SFC licensed type 1, 4, 6, 9 business. To cope with the rapid business expansion, she is now inviting high caliber candidate to join the team. Responsibilities: * Report

Portfolio Manager (Digital Finance)

MatchTalent Limited
Hong Kong
2-3 years
Not Specified

My clientis a projectinvestment group and has a global partnerships network in certain countriesand regions to join their teams. Responsibilities: * Participate in the development of strategies for investment with a core focus in strategic and tac

Job Description : Newly established PRC based Financial Institution in Hong Kong Our client is one of the leading PRC based financial group, who is going to set up its branch in Hong Kong. She is now in progress of application under SFC licenses 1

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My client is looking for an aggressive Business Development Manager to develop individual and corporate client in fund hoses, institutional and corporate investors in Key Asia Cities. Highlight: * Strong interest with trendy Trade and Finance Tech

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Full-time Objective Principal objective is to perform compliance monitoring over Architas business activities to ensure Architas%26rsquo; compliance with applicable regulatory requirements and expectations, by overseeing company policies %26amp; prac

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Job Description : Responsibilities: * Supervise compliance functions of all business activities, identify and evaluate compliance risks and provide alternative solutions; * Provide daily regulatory advice and guidance on rules and internal pol

Senior Equity Analyst

AIA Group
Hong Kong Macau
7-10 years
Not Specified

Bring your career aspirations to life with AIA!To provide analysis of stocks or sectors and to support investment team with higher involvement into various activities of portfolio management. Roles and Responsibilities * Perform in-depth company a

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This is an exciting opportunity to join a new and growing private bank. Our client is a leading Chinese bank, looking to expand on their high-net-worth customer base. You will be: * Continuing to grow and develop Mainland Chinese HNW customer base

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Finance Manager

MatchTalent Limited
Hong Kong
3-6 years
35000 - 45000 HKD

My client is an investment company where covers their business in stock options, futures and shares. Responsibilities: * Prepare and review daily funding sheet, daily finance report (FRR), including but not limit to balance sheet, profit and loss

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