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Compliance Investigations Jobs in Shanghai

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171 Jobs

General Profile: As part of a central team that works in conjunction with GEL, HRBPs and non-HR functional departments such as Ethics & Compliance and Security, responsible for end-to-end Employee Relations case management and investigations to ensur

Compliance Manager, China

GE Healthcare
Wai Shanghai
5-7 years

Job Description Summary The successful candidate will be responsible for, among other things: (i) providing proactive compliance support to the business (ii) implementing global compliance policies, procedures and processes within China (iii) leading

Skills :

Analyst, Structuring

Standard Chartered
China Shanghai
Not Specified

The Role Responsibilities Strategy Take personal responsibility for understanding the risk and compliance requirements of my role. Understand and comply with applicable laws and regulations, the Groups policies, procedures and the Group Code of Con

Skills :

Director, Structuring

Standard Chartered
China Shanghai
Not Specified

The Role Responsibilities Strategy Take personal responsibility for understanding the risk and compliance requirements of my role. Understand and comply with applicable laws and regulations, the Groups policies, procedures and the Group Code of Condu

Skills :

Director, CCIB CFCC advisory

Standard Chartered
China Shanghai
Not Specified

Role Responsibilities * Help the Group meet its commitment of being &ldquoHere for Good&rdquo by building a sustainable compliance framework that places regulatory and compliance best practice standards, and a culture of appropriate conduct at

Skills :

Role Responsibilities Scope of Role: Support Head, Sales & Portfolio Mgmt, Business Banking with below major scopes but not limited to * Strategic Planning of BB Client Portfolio including but not limited to management structure, geographical

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Director, CCIB CFCC Advisory

Standard Chartered
China Shanghai
Not Specified

Responsibilities. * Help the Group meet its commitment of being &ldquoHere for Good&rdquo by building a sustainable compliance framework that places regulatory and compliance best practice standards, and a culture of appropriate conduct at the fo

Skills :

Compliance Advisor, FM CFCC

Standard Chartered
China Shanghai
Not Specified

Responsibilities. Strategy. * Support and implement the vision, strategy, direction and leadership for FM CFCC in the Country, consistent with Global vision and strategy for the CFCC function and in support of the Bank&rsquos strategic direction

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Acquisition Relationship Manager

Standard Chartered
China Shanghai
Not Specified

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

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Associate Director, CCIB CFCC Advisory

Standard Chartered
China Shanghai
Not Specified

* Help the Group meet its commitment of being &ldquoHere for Good&rdquo by building a sustainable compliance framework that places regulatory and compliance best practice standards, and a culture of appropriate conduct at the forefront of the Group

Skills :

Director, CPBB WM and General, CFCC

Standard Chartered
China Shanghai
Not Specified

Role Responsibilities Strategy * Drive high standards of regulatory compliance and deliver key priorities and initiatives, aligned to CPBB CFCC&rsquos Priorities. * As an independent second line risk control function, execute the relevant

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Product Manager,Lead

Standard Chartered
China Shanghai
8-10 years

Role Responsibilities General JD * Understand, acknowledge and comply with the requirements onindividual accountabilities and responsibilities of the job set out in applicable local laws and regulations as well as SCB internal policies *

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Product Manager, CCPL

Standard Chartered
China Shanghai
Not Specified

Role Responsibilities * Enhance revenue streams of CC through new product development, product and/or system revamp, process re-engineering, portfolio and marketing campaigns. * Streamline processes to enhance productivity. * Leverage o

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BOSM

Standard Chartered
China Shanghai
3-4 years

Role Responsibilities Scope of Role: Support LM in leading and driving excellent service performance at branch level on daily bases, which include * Client Transactions handling at branch including system operations/Compliance check/document

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Officer, China Cash Operations

Standard Chartered
China Shanghai
3-6 years

Role Responsibilities Country Complexity: * To ensure smooth operations of Cash Business in Branch * Support Operation manager/CMO manager on regulatory management. Overall Responsibilities: * Support Operation Manager/CMO Manager

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Senior Manager, Change Management

Standard Chartered
China Shanghai
3-5 years

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody

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Spl%27st, Account Servicing

Standard Chartered
China Shanghai
3-6 years

Role Responsibilities Business, Strategy, Operations & Infrastructure * Strictly follow ASU DOI, ensure the implementation of internal policy and compliance of regulatory requirements.严格守贸易务,现金管务,账户务内控制度和岗责,确国家法律规定和内部规章制度的贯彻执行。 *

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TB Client Service Account Manager

Standard Chartered
China Shanghai
Not Specified

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody

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AML China FIU Analyst

Citi
China Shanghai
3-6 years

Job Description : * Analyzing alerts and investigating transactional activities to detect any suspicions of money laundering or terrorist financing activity * Conducting searches, gathering data and recording evidence from Citi internal systems

Relationship Manager, HGE, BB

Standard Chartered
China Shanghai
Not Specified

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody

Skills :

Senior Officer, Fund Services

Standard Chartered
China Shanghai
5-8 years

Role Responsibilities Strategy * Partnering with Fiduciary and Fund Services product management to define functional and product strategy and selecting best paths for execution and support * To deliver best in class service in accordance

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Team Leader, HGE, BB

Standard Chartered
China Shanghai
Not Specified

Role Responsibilities Scope of Role: To lead and drive a sales team in achieving agreed sales volume and profit objectives by acquiring, growing and retaining profitable Business Banking customers within acceptable risk parameters. To contribute

Skills :

Teller

Standard Chartered
China Shanghai
1-2 years

About Standard Chartered We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East. To us, good performance is about much more than turning a profit. It's about showing how you embody

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Team Leader, ML

Standard Chartered
China Shanghai
5-8 years

Role Responsibilities .To manage the day-to-day planning, operations and problem-solving of Salesperson. .To ensure that Salespersons achieve specified sales targets and service standards. .To conduct staff meetings and provide support / updates

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Anticorruption Regional Director - APAC

Honeywell
China Shanghai
5-7 years

JOB DESCRIPTION Reporting directly to the General Counsel for Anticorruption & Antitrust, you will have regional responsibility for leading risk assessment, training, advice, and counsel for the Asia Pacific Region (APAC) in the areas of anticorrupt

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