Senior Regulatory compliance audit manager

Senior Regulatory compliance audit manager

eTeam Workforce Pte Ltd
Hong Kong
Not Specified
Not Specified

Job Description

Job Description :
Senior Regulatory Compliance Audit Manager - Global Internal Audit
Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.
  • Prepares individual audit plans to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned
  • Obtains, analyses and syntheses information for reporting on the adequacy of the internal control environment
  • Based on audit fieldwork, drafts audit findings which articulate key issues and risks and propose root causes
  • Reviews and submits audit reports or conclusions for each audit conducted or supported
  • Identifies business process improvements for segments audited as appropriate
  • Ensure that the results of the work performed by the team meets the expectations of audit and business management and the regulators
  • Maintain consistent interaction with business management
  • Liaise with external auditors

  • Past working experience in a relevant role, i.e. Audit and or Financial Crime Risk and or Regulatory Compliance Risk
  • Role relevant qualifications, i.e. Accountancy or Audit or Financial Crime or Compliance qualifications are desirable but not essential
  • A track record of gaining an understanding of customers needs and delivering excellent customer service
  • Consistently achieved objectives set for them and taken action to improve their own performance
  • Both spoken and written communication skills with experience of adapting your style and approach to the audience and message to be delivered
  • Contributed productively to team objectives, sometimes supporting and sometimes leading activities to achieve shared goals
  • Planned projects and activities systematically in line with business priorities, using a variety of analysis and problem solving techniques
  • Proven experience of successful project management, utilising relevant tools and techniques to ensure consistent delivery

Similar Jobs

Career Advice to Find Better