Regulatory Compliance Manager

Regulatory Compliance Manager

Captiare Limited
Hong Kong
Not Specified
Not Specified

Job Description


  • Regulatory Compliance
  • Conducting compliance review
  • Hands on banking experience

MajorResponsibilities:
·Work with key stakeholders to analyse the potential impacts of regulatory requirements;
·Assist the Head of Compliance to conduct reviews and monitor internal policies and procedures to ensure compliance with regulatory requirements;
·Handle licensing related matters, regulatory filing and reporting for the company;
·Staff dealing monitoring; CPD/CPT and relevant monitoring.;
·Assist the Head of Compliance to provide compliance training and promote compliance awareness among the Bank staffs;
·Assist in liaising with regulators on compliance matters and regulatory enquiries/examination related to VB;
·Handle ad-hoc projects as from time to time be assigned by the Head of Compliance;
KeyRequirements:
·At least 3-5 experience in compliance/risk management role of a banking or financial institution;
·Familiar with general banking products and services offered in HK;
·Have experience in interacting with regulatory bodies (e.g. HKMA, SFC)
·University graduate in Legal, Finance or business-related qualification
·Excellent written and verbal communication skills in English, Cantonese and Mandarin
·Ability to collaborate with other team members
·Detail-oriented, analytical and ability to identify potential issues and solutions

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