General Compliance Chinese Asset Management

Our client is a well-known group in the PE and alternative investments sector. It is now looking for a dedicated compliance person for a specific line of business. As this person is the key compliance contact, candidates are expected to operate at a

Responsibilities: * Lead and advise compliance checking and monitoring procedures * Assist Head of Compliance and advise the business on investment compliance and business compliance related issues * Review and update compliance issues and p

Our client is a top-tier boutique private bank that is currently looking for VP in regulatory compliance Job Responsibilities * Independently manage regulatory reporting * Perform regulatory monitoring and handle inquiries from regulators (HKMA

Job Responsibilities * As an influential member of the team, you will carry out the Regulatory compliance monitoring programme on a risk-based approach. Below are the mainly objectives of your role: * Develop, review and enforce compli

Job Description : Responsibilities: * Formulate and maintain the compliance policies and procedures for the HK branch * Monitor regulatory changes and communicate to relevant internal parties * Give advice and provide support to business un

We are always looking for talented professionals to join us in the path towards success. Job responsibilities:- * Set the policies and procedures for adherence to legal and regulatory requirements in the jurisdiction(s) where the corporation opera

Responsibilities * Coordinate preparation of meeting materials including but not limited to market reviews and portfolio outlook * Work closely with middle office and reporting team to ensure accordance and quality of all external meetings *

Job description A leading global asset management firm is looking to hire Manager investment compliance based in Singapore. You will be responsible for the following * Review trades by the APAC trade floors to ensure compliance with investment gu

ABOUT Opening to join the compliance team in Hong Kong to support the law firm across Dubai, Hong Kong and Singapore. The work is focuses on AML/CFT and Sanctions work on new and existing clients. REQUIREMENTS The role will require a strong knowledge

Firm Description * European Bank focusing on Corporate Investment Banking * Adding a new headcount in Compliance Team * 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description *

Firm Description * European Bank focusing on Corporate Investment Banking * Adding a new headcount in Compliance Team * 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description *

ROLE DESCRIPTION AND PURPOSE We have an excellent career opportunity for a regional ESG research lead in our Hong Kong office. The Asia ESG Research Lead will play a generalist role supporting the global ESG Research team to assess the ESG performanc

Selby Jennings is currently working with working with one of the largest private equity firm in Asia with over two decades of industry experience with 10+ offices globally. They are looking for a talented compliance officer who can overlook Hong Kong

A leading global asset manager is looking for a mid-level Middle Office Manager to support their growth in Hong Kong. Reporting to the Head of Middle Office, you will be supporting the daily operations of the team. Responsibilities: * Reconciliate

General Job Description . Report directly to the Head of Compliance regarding the investment compliance matters . pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant . bachelor degree . 3-5 years of investment compl

General Job Description . Report directly to the Head of Compliance regarding the investment compliance matters . pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant . bachelor degree . 3-5 years of investment compl

General Job Description . Report directly to the Head of Compliance regarding the investment compliance matters . pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant . bachelor degree . 3-5 years of investment compl

Job Description . Acting as the Team Lead of AML Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently . Leading team in conducting AML compliance self-review and testing . Liaising with internal depart

Requirement * University graduated in Law, Finance, Business Administration or relevant disciplines. * At least 10 years of relevant experience in the AML/CFT area ideally with MLRO experience in TCSP * Familiar with Regulators in different

Responsibilities * Conduct detailed analysis of company reports and build complex financial models to generate investment recommendations * Track and evaluate stock/fund performance * Conduct company management meetings/roadshows/on-site vis