FCC & Regulatory Compliance, International Asset Manager

Job description International asset manager is seeking a financial crime and regulatory compliance professional to join a very collaborative team. This will be a broad role overseeing a broad range of matters including reviewing marketing materials,

Job Purpose: * To assist the Head of Group Compliance Division in discharging the duties of ensuring the Bank's compliance with rules and regulations in relation to the wealth management activities, i.e. investment, insurance and Mandatory Provide

Job description ​Job Responsibilities * Provide compliance advice to internal stakeholders to ensure compliance with applicable statutory and regulatory requirements related to the Branch's business * Prepare management reporting t

Job description Leading private equity firm is looking to hire a VP level compliance professional to join the compliance team. You will be primarily responsible for Hong Kong related regulatory compliance matters and as well as assisting with matter

We are always looking for talented professionals to join us in the path towards success. Job responsibilities:- * Set the policies and procedures for adherence to legal and regulatory requirements in the jurisdiction(s) where the corporation opera

Job description A leading global asset management firm is looking to hire Manager investment compliance based in Singapore. You will be responsible for the following * Review trades by the APAC trade floors to ensure compliance with investment gu

Job description ​Objective Summary Through the establishment of effective 2LOD monitoring framework and plan, ensure the Bank is conducting its business activities in compliance with regulatory requirements and expectations. Assessment would inclu

Job description Global asset manager is hiring for their compliance advisory team to provide advice to their investment desks, portfolio managers and research teams across all asset classes. This role will primarily cover Hong Kong but will also ove

Job description Leading private equity firm is looking to hire a VP level compliance professional to join the compliance team. You will be primarily responsible for Hong Kong related regulatory compliance matters and as well as assisting with matter

Job description Global asset manager is hiring for their compliance advisory team to provide advice to their investment desks, portfolio managers and research teams across all asset classes. This role will primarily cover Hong Kong but will also ove

Job description Responsibilities: * Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. * Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improveme

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

You are as unique as your background, experience and point of view. Here, you'll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with

Duties & Responsibilities: The Investment Products Division maintains a robust regulatory regime for, and performs gate-keeping functions in authorising, investment products offered to the public in Hong Kong. We monitor our authorised and registered

The Role Responsibilities Strategy * Input to Country/Client Business operating model design of relevant FCC and business processes. * Ensure that there is adequate support (people, processes, tools, frameworks, systems) in the Country/Depa

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch

About Standard Chartered We're an international bank, nimble enough to act, big enough for impact. For more than 160 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a ch