Deputy Managing Director – Fund Operation (PRC i-Bank)

Deputy Managing Director – Fund Operation (PRC i-Bank)

Levin Human Capital Consulting
Hong Kong
8 - 10 Years
Not Specified

Job Description


Job Description :
We are assisting a Big 4 PRC investment banking group to invite capable candidates to apply for the above post.
Responsibilities:

  • To act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities in Type 9 business in particular in fund operation and management
  • To provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
  • To formulate, review and update the operational procedures to ensure full regulatory compliance
  • To establish proper documentation of all regulated activities
  • To handle compliance cases and complaints
  • To assist in communicating with regulatory bodies

Requirements:
  • A holder of bachelor degree or above
  • Having 8 – 10 years of solid fund operation experience, particularly in public funds
  • Having sound knowledge of SFO, SFC codes & guidelines, regulations and guidelines of relevant regulatory authorities and risk management controls
  • Current holder of SFC Responsible Officer license for Type 9 is essential
  • Strong relationship management experience is highly preferred
  • Good command of English and Chinese, including Putonghua

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