Compliance Manager (Korean base FI @ Central)

Compliance Manager (Korean base FI @ Central)

Levin Human Capital Consulting
Hong Kong
5 - 8 Years
40000 - 50000 HKD

Job Description


Job Description :
Our client is an investment arm of a sizable Korean Banking group. She is now inviting calibre candidates to join her team with the requirements as below:
Responsibilities
  • Act as the Manager of Compliance Department and take up the MIC role in HKMA
  • Review and approve staff Dealings
  • Handle regulatory requests, licensing applications, surveys and inquiries from HKMA and SFC
  • Formulate and review policies according to the changes in Head Office and local laws and regulations in HKMA/SFC
  • Provide regulatory updates to licensed staffs and arrange training to fulfill their CPT requirements
  • Conduct checking and monitoring review on operation functions
  • Provide compliance advice to business units and support functions on regulatory interpretationand compliance issues

Requirements:
  • Degree holder in Law, Accounting, Finance or other related disciplines
  • 5 years’ relevant experience in compliance gained from DTC (Deposit Taking Company) or bank
  • Good knowledge of banking law and operation as well as securities business and operation and familiar with HKMA regulations, rules and guidelines
  • Strong communication, analytical and problem-solving skills
  • Stable, self-motivated, responsible and teamwork
  • Proficiency in both written and spoken English and Chinese (Mandarin a plus)

**** Interested parties, please send CV to [Confidential Information] or contact Canwie Chan at [Confidential Information] or 2520 0064 for more infor.

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