Compliance Manager

Compliance Manager

eTeam Workforce Pte Ltd
Hong Kong
8-11 years
Not Specified

Job Description


Job Description :
Job Responsibilities:
  • Provide general and regulatory compliance advisory on daily business operations
  • Review products, service proposals, policies and procedures as well as forms and marketing materials
  • Design and implement risk-based compliance monitoring programs and test adherence to the compliance policies and guidelines
  • Develop and implement compliance policies, programs and conduct compliance reviews
  • Review and investigate escalated complaints
  • Keep abreast of current compliance and regulatory trends and best compliance practices within the industry
  • Assist to develop compliance training materials to both new joiners and existing staff
  • Co-ordinate and manage ad-hoc compliance projects and tasks
JobRequirements:
  • University graduate in Law, Accounting or related disciplines
  • 8 years above relevant experience in compliance
  • Well versed with the Hong Kong Insurance Ordinance
  • Good knowledge of banking and/or investment is an advantage

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