Compliance Manager

Compliance Manager

eTeam Workforce Pte Ltd
Hong Kong
5-8 years
Not Specified

Job Description

Job Description :
Job Responsibilities:
  • Assist the business to comply withapplicable laws and regulations in relation to relevant regulators:
    • Advising the business on compliance issues;
    • Designing and implementing proper compliance program and internal controls to identify, assess, report and mitigate compliance risks in a proactive manner;
    • Liaising with relevant regulators on regulatory and licensing issues;
    • Assisting management in conducting compliance reviews/investigations
    • Keeping abreast of regulatory updates and provide compliance supports to relevant business units to accommodate the relevant regulatory changes in a timely and prudent manner.
  • Conduct compliance review/testing/investigation and compliance training to staff.
  • Develop, perform and monitor AML/CTF program and advisory services and activities to the business units.
  • Provide supports and perform other compliance related duties and special projects as required from time to time.
  • University graduate in Law, Accounting, Business, Finance or related disciplines
  • 5-8 years above relevant experience in Insurance/Investment Management Compliance
  • Strong understanding on MPFA/IA/SFC i.e. regulatory requirements
  • Well-versed in AML/CFT related legislations and requirements as well as familiar with SFO, MPFSO, codes and other regulatory requirements
  • Fluent in English and Chinese

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