Assistant Manager, Compliance and AML Advisory

Assistant Manager, Compliance and AML Advisory

Levin Human Capital Consulting
Hong Kong
3 - 6 Years
3262092 - 4349455 HKD

Job Description


Job Description :
Salary: $30K-$40K monthly + Bonus
Responsibilities:

  • Drafting and reviewing all compliance procedures/policies, ensuring that they are properly developed and monitored to align with the relevant rules and regulations
  • Handling KYC, AML-related issues and projects
  • Maintenance of control room functions, such as, Chinese Walls, various restricted and watch lists and also filings of the disclosure of interests
  • HandlingSFC filing, enquiries and investigations
  • Maintenance of surveillance functions, such as, staff dealing monitoring and CPTs registers
  • Handling FATCA and CRS issues
  • Facilitating and coordinating compliance trainings for staff

Requirements:
  • University Graduate or above in business administration, accountancy, finance or law discipline
  • 3 years’ experience in securities houses/ asset management/ financial advisors or sponsors (SFC RA 1, 6, 9 firms); preferably in medium to large scale Mainland FIs
  • Detail-oriented, independent with strong analytical mind and ability to review legal or regulatory documents
  • Excellent command of English and Chinese (Putonghua a must).

Levin Human Capital Consulting

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