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Responsible Officer - Type 1, 2, 3, 4, 5, 6, 7, 9 (Full time / Part time)

Keywords / Skills : Responsible Officer, dealing, settlement, assessment, risk management, execution, Customer Service Executive

5 - 8 years
Posted: 2018-06-29

Banking/Financial Services
Finance & Accounts
Banking, Insurance & Financial Services
Other BFSI
Posted On
29th Jun 2018
Job Ref code
Job Description
Our client is a well established financial company and currently seeking for a professional and high calibre candidate for the following position:

Responsible Officer - Type 1, 2, 3, 4, 5, 6, 7, 9 (Full time / Part time)


•Degree holder in Finance, Accounting, Economics / Business Administration or other relevant disciplines

•Current SFC RO license holder in any two or more of Type 1, 2, 3, 4, 5, 6, 7, 9 regulated activities

•5 years or above relevant working experience and familiar with investment market

•Solid understanding of office operations, risk controls and investment process

•Good working relationship with relevant regulatory bodies

•Excellent interpersonal, communications and problem solving skills

•Good command of written and spoken English, Cantonese and Mandarin

•Good network in the industry

•Initiative, responsible, result-oriented


•Oversee daily operation including dealing, settlement, assessment, risk management, execution and customer service

•Comply with regulatory rules and requirements and fulfill all compliance responsibilities as required

•Review and update internal control, operational policies and procedures

•Good knowledge of company development and ensure all the activities have to comply with the rules and regulation

•Prepare reports for senior management review

•Develop and implement business development

Competitive salary package and fringe benefits are offered to the right candidate

About Company

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enables us to recruit different types of qualified candidates in different districts and countries.
Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

• Accounting, Human Resources & Administration
• Banking & Finance
• Customer Services
• Design
• Engineering & IT
• Hospitality & Resorts
• Legal & Company Secretarial
• Logistic & Shipping
• Merchandising & Quality Control
• Personal Assistant & Secretarial
• Property & Construction
• Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded every day to our Website so that job-seekers can search and screen suitable jobs according to their requirements.