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Keywords / Skills : Responsible Officer, dealing functions, margin finance, Legal, Compliance

3 - 6 years
Posted: 2019-01-02

Banking/Financial Services
Banking, Insurance & Financial Services
Compliance & Control
Other BFSI
Posted On
2nd Jan 2019
Job Ref code
Job Description
Responsible Officer (Type 1)

  • Act as Responsible Officer to supervise SFC Type 1 regulated activities 
  • Oversee the daily securities dealing operations 
  • Formulate, review and update the operations procedures to ensure full regulatory compliance 
  • Implement the strategic business development and marketing plan 
  • Provide support and assist to the senior management on investment function 

  • Degree holder with major in Finance / Business / Accounting or relevant disciplines 
  • Current holder of SFC registered RO for license Type1 
  • Hands on experience in dealing functions and margin finance 
  • With management experience in securities firm 
  • Sound knowledge of SFO, SFC Code of Conduct 
  • Strong analytical, communication and interpersonal skills 
  • Good command of written and spoken English and Chinese and Putonghua 

Competitive salary package and fringe benefits are offered to the right candidate

Interested parties, please send your full resume by clicking the button "Apply now" with quoting reference no. RO1 and expected salary or contact us at (852) 2521-1166 for details.

For more information, please visit our website at

Data collected will be used for recruitment purpose only.

About Company

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enables us to recruit different types of qualified candidates in different districts and countries.
Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

• Accounting, Human Resources & Administration
• Banking & Finance
• Customer Services
• Design
• Engineering & IT
• Hospitality & Resorts
• Legal & Company Secretarial
• Logistic & Shipping
• Merchandising & Quality Control
• Personal Assistant & Secretarial
• Property & Construction
• Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded every day to our Website so that job-seekers can search and screen suitable jobs according to their requirements.