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Assistant Vice President Legal / Assistant Vice President / Legal and Compliance

Keywords / Skills : Assistant Vice President Legal, Assistant Vice President, Legal, Corporate Finance, corporate finance advisory, Compliance, LegalCompliance, Statutory, Regulatory, SOX

2 - 7 years
Posted: 2018-06-14

Banking/ Financial Services
Banking, Insurance & Financial Services
Compliance & Control
Company Secretary
Other Legal & Compliance
Posted On
14th Jun 2018
Job Ref code
ref. A-55939MN1
Job Description
Our client is a leading investment group with diversified business covering proprietary investments, asset management, securities brokerage and corporate finance advisory. She is now looking for appropriate candidates for the following positions:

Assistant Vice President, Legal and Compliance


•Report to the Head of Compliance for the group

•Review and update internal control policies and procedures and keep track of regulatory requirements

•Undertake regular compliance monitoring reviews

•Coordinate and liaise with regulatory authorities on enquiries, reporting, inspection or investigation

•Assist in developing and delivering compliance training and reviewing relevant legal documents

•Assist in funds setting up works by coordination with lawyers, bankers and fund administrator

•May involve in company secretarial duties

•Handle ad hoc tasks as required


•Degree in Law, Accounting, Finance or other related discipline with at least 2-4 years' relevant experience, preferably in brokerage house, asset management house etc.

•Well-versed with Securities and Futures Ordinance and HKEx regulations

•Knowledge of legal, asset management and wealth management businesses is a definite advantage

•Knowledge of investment funds set up would be advantageous but not a must

•Good command of spoken & written English & Chinese including Mandarin

•Self-initiative, independent, good sense of responsibility and willing to work under stress

Competitive salary package and fringe benefits are offered to the right candidate

Interested parties, please send your full resume to and or click the button "Apply now" with quoting reference no. A-55939MN1 and expected salary or contact us at (852) 2521-1166 for details.

For more information, please visit our website at

Data collected will be used for recruitment purpose only.

About Company

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enables us to recruit different types of qualified candidates in different districts and countries.
Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

• Accounting, Human Resources & Administration
• Banking & Finance
• Customer Services
• Design
• Engineering & IT
• Hospitality & Resorts
• Legal & Company Secretarial
• Logistic & Shipping
• Merchandising & Quality Control
• Personal Assistant & Secretarial
• Property & Construction
• Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded every day to our Website so that job-seekers can search and screen suitable jobs according to their requirements.