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Assistant Vice President - Legal and Compliance

Keywords / Skills : Legal Compliance

3 - 5 years
Posted: 2018-08-21

Industry
Law Enforcement/Security Services
Function
Legal
Role
Legal Head
Posted On
21st Aug 2018
Job Description
Responsibilities:
  • Review and update internal control policies and procedures and keep track of regulatory requirements
  • Undertake regular compliance monitoring reviews
  • Coordinate and liaise with regulatory authorities on enquiries, reporting, inspection or investigation
  • Assist in developing and delivering compliance training and reviewing relevant legal documents

Requirements:

  • Degree in Law, Accounting, Finance or other related discipline with at least 3-5 years' relevant experience, preferably in Compliance or Internal Audit
  • Well-versed with Securities and Futures Ordinance and HKEx regulations
  • Knowledge of legal, asset management and wealth management businesses is a definite advantage
  • Good command of spoken & written English & Chinese, with self-initiative, independent and willing to work under stress

Key Skill(s)

About Company

AMAC Human Resources Consultants Limited (Member of ANGELA MORTIMER GROUP) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enables us to recruit different types of qualified candidates in different districts and countries.
Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-

• Accounting, Human Resources & Administration
• Banking & Finance
• Customer Services
• Design
• Engineering & IT
• Hospitality & Resorts
• Legal & Company Secretarial
• Logistic & Shipping
• Merchandising & Quality Control
• Personal Assistant & Secretarial
• Property & Construction
• Sales & Marketing

At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded every day to our Website so that job-seekers can search and screen suitable jobs according to their requirements.
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