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VP/Director, IBD Compliance, International Investment Bank

Keywords / Skills : VP/Director, IBD Compliance, International Investment Bank
5 - 15 years
Posted: 16th Jun 2017

Nationality
Hong Kong
Industry
Banking/ Financial Services
Function
Legal
Banking, Insurance & Financial Services
Role
Equities/ Capital Markets
Compliance & Control
Other Legal & Compliance
Education
Bachelors/ Degree
Posted On
16th Jun 2017
Job Ref code
3622370203
Job Description

Leading Global Investment Bank is seeking an experienced Compliance professional to oversee regional matters for the Investment Banking Division (M&A, ECM, DCM). You will be responsible for providing advice on any regulations affecting the Investment Banking business. You will also be involved in reviewing any new business initiatives / operational changes to ensure regulatory adherence.

The successful candidate will possess at least 10 years' relevant compliance or legal experience. Specific compliance experience dealing with M&A/ECM/DCM is essential for this position. Excellent communication and interpersonal skills are essential to be able to perform this position.



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