Send me more jobs like this

Keywords / Skills : back office, website

5 - 10 years
Posted: 2017-10-11

Hong Kong
Banking, Insurance & Financial Services
Compliance & Control
Bachelors/ Degree
Posted On
11th Oct 2017
Job Ref code
Job Description

Our client is a well and long established Asian based financial institution with SFC Regulated Activity Type 1, 2, 4, 6 & 9 business license. Currently she is seeking a high calibre candidate for the following position:

Compliance Manager

  • Assist in developing, implementing / enforcing, maintaining and reviewing compliance programs, manuals, policies and procedures to ensure due compliance with the legislative and regulatory requirements of the Securities and Futures Ordinance and the Codes, Guidelines and Circulars issued by the SFC
  • Identify compliance risks and make recommendations concerning safeguard of compliance risks in business activities
  • Communicate with regulatory bodies, including SFC and HKEx, etc.
  • Draw up various compliance training materials, including CPT material, internal compliance notices, etc.

  • Bachelor degree in Law, Finance, Business or a related discipline
  • 5 to 8 years of relevant working experience in Brokerage firms
  • Well-versed in Hong Kong Securities and Futures Ordinance
  • Proactive and patient with strong determination to understand thoroughly about contentious issues
  • In-depth knowledge of regulatory requirements and financial markets and the ability to identify and analyze complex regulatory, compliance, and business issues in a fast paced environment
  • Excellent communication and interpersonal skills, with ability to work with regulators and different stakeholders from front office to back office
  • Strong analytical ability and quick problem identification skills
  • Good command of written and spoken English and Chinese with fluency in Mandarin.

Competitive salary package and fringe benefits are offered to the right candidate

Interested parties, please send your full resume by clicking the button "Apply now" with quoting reference no. A-51711MN1 and expected salary or contact us at (852) 2521-1166 for details.

For more information, please visit our website at

Data collected will be used for recruitment purpose only.
Key Skill(s)

About Company

AMAC Human Resources Consultants Limited (formerly known as Centaline Human Resources Consultants) was established in 1981 and is one of the leading and largest personnel agencies in Hong Kong. We have been providing professional recruitment and personnel consultancy service for more than 30 years. Apart from our own offices in Hong Kong and Shanghai, we also have reputable affiliates in Europe, USA, Canada, Australia, S.E. Asia, China, etc. This wide network enable us to recruit different types of qualified candidates in different districts and countries.
Our main service includes Executive Search, General Recruitment and Temporary or Contract Staff Recruitment for both commercial organizations (such as multinational corporations, regional offices, Hong Kong local or Mainland Chinese enterprises, small-medium companies) and Government Departments. We have special expertise in recruiting staff in:-
• Accounting, Human Resources & Administration
• Banking & Finance
• Customer Services
• Design
• Engineering & IT
• Hospitality & Resorts
• Legal & Company Secretarial
• Logistic & Shipping
• Merchandising & Quality Control
• Personal Assistant & Secretarial
• Property & Construction
• Sales & Marketing
At present, we have over 170,000 active job-seekers' files in our database and more than thousands of active job vacancies with attractive remuneration for your selection. Besides, we have our latest and attractive job vacancies uploaded everyday to our Website so that job-seekers can search and screen suitable jobs according to their requirements.
Career Advice to Find Better

What can I do when my salary history makes me really expensive in my current job market? I dont want to take a huge salary cut, but I am not having success interviewing.
Ironically, years of experience or having valuable expertise can sometimes put you in a tough spot and leave you feeling frustrated and discouraged. You cannot control where

Similar Jobs